Responsible for independent, objective assurance and consulting activity designed to improve the company’s operations by evaluating and improving the effectiveness of risk management, control, and governance processes.
KEY RESPONSIBILITIES
Position Specific Responsibilities
- Through interview and observation, obtain an understanding of the processes under review and prepare process maps or narratives that support the process.
- Conduct audit tests based on direction from auditor-in-charge (AIC).
- Prepare clear and concise audit work papers with adequate documentation that supports the audit testing and conclusion.
- Develop basic understanding of branch operations to perform branch audits as needed.
- As AIC, plan the audit, review work papers of other staff members, write audit report, and present findings to Management of line of business under review.
- Establish peer relationships with other lines of business or support areas to increase knowledge of bank.
Job Requirements
- B.A. in Accounting, Finance, or Business. Significant banking experience accepted in lieu of a degree.
- General knowledge of bank operations, GAAP, Internal Auditing Standards, and COSO and can apply these concepts to their work.
- Requires independent problem-solving, exercise of judgment, and good attention to detail
- Effective written and verbal communication skills as well as strong interpersonal skills.
- Demonstrate basic analytical skills and ability to perform complex research.
- Evolving understanding of all geographic markets and business/product lines.
- Excellent PC skills required in Microsoft Office applications.
- CPA, CIA, CFE, CFSA, CFIRS or other applicable certification preferred.
- Project management skills.
